194 Misc. 2d 422, *; 755 N.Y.S.2d 557, **;
2002 N.Y.
Misc. LEXIS 1718, ***
In the Matter of the Application
for a Decree Revoking Letters of Administration Granted to Barbara Anderson on
the Estate of Chester C. Seekins, Deceased.
File No. 3316/01
SURROGATE'S COURT OF NEW YORK, WESTCHESTER COUNTY
194 Misc. 2d 422; 755 N.Y.S.2d 557; 2002 N.Y. Misc. LEXIS 1718
December 13, 2002, Decided
SUBSEQUENT HISTORY: [***1]
Counsel Corrected February 4, 2003.
DISPOSITION: Motion denied without prejudice.
CASE SUMMARY
|
PROCEDURAL
POSTURE: Petitioners,
two purported non-marital sons, brought an action to revoke the letters of
administration issued to respondent decedent's daughter. The two purported
non-marital sons then moved to obtain from a non-party entity blood samples
to conduct DNA testing to establish their right of inheritance. Decedent's
daughter opposed the motion. |
|
OVERVIEW:
Two purported
non-marital sons of decedent brought an action to revoke letters of
administration issued to decedent's daughter. They also moved to obtain from
a non-party entity blood samples to conduct DNA testing to establish their
right of inheritance. They proposed to obtain from a "skin bank"
decedent's blood serum after decedent's daughter donated his skin to the skin
bank shortly after decedent's death. Decedent's daughter opposed the motion
both on the grounds that controlling authority prohibited such relief and
that permitting it would contravene public policy. The trial court disagreed
with decedent's daughter and found that DNA testing could be included in the
category of "clear and convincing" evidence establishing paternity.
It also found that the public policy of properly administering estates
equaled or outweighed confidentiality concerns. However, it found the motion
had to be denied without prejudice until certain threshold concerns, such as
chain of custody, whether the genetic material came from a reliable source,
whether accurate testing was available, and whether decedent "openly and
notoriously acknowledged" them as his sons, were addressed. |
|
OUTCOME:
The motion was
denied without prejudice. |
CORE TERMS: decedent, testing, paternity, nonmarital, posthumous,
genetic material, factual issues, notoriously, openly, blood serum, convincing,
amenable, letters of administration, clear and convincing evidence, personal
jurisdiction, chain of custody, inheritance, purported, nonparty, reliable,
daughter, inherit, revoke, blood, skin, public policy, confidentiality,
anatomical, donation
COUNSEL:
McCarthy, Fingar, Donovan, Drazen & Smith, LLP, White Plains (Frank
W. Streng of counsel), for petitioners.
Magdalen Gaynor, White Plains, for respondent.
Michael S. Coulston, New York City, for New York-Presbyterian Hospital for
New York Firefighters Skin Bank.
JUDGES: Anthony A. Scarpino, Jr., Westchester County Surrogate.
OPINIONBY: Anthony A. Scarpino, Jr.
OPINION: [**557]
[*422]
Anthony A. Scarpino, Jr., S.
This is a miscellaneous proceeding commenced by two [*423]
purported nonmarital sons of decedent (petitioners) to revoke the letters of
administration issued to decedent's daughter (respondent), on the basis that
she neither sought nor obtained personal jurisdiction over them in the
administration proceeding. Pursuant to CPLR 3120 (b), petitioners have moved to
obtain from a nonparty entity blood samples for the purpose of conducting DNA [**558]
testing in order to establish [***2]
their right of inheritance under EPTL 4-1.2. Respondent opposes the motion.
The motion is denied, without prejudice, as set forth infra.
Petitioners seek to obtain from the New York Firefighters Skin Bank (the Skin
Bank) certain blood serum, allegedly decedent's, maintained in connection with
a donation of decedent's skin respondent made to the Skin Bank shortly after
decedent's death. In opposing the motion, respondent contends that controlling
authority prohibits the relief sought and, in any event, granting the relief sought
would contravene public policy, as it would nullify the confidentiality of the
process and, thereby, discourage future anatomical donations. The court
disagrees, in both respects.
Petitioners seek to establish their status as distributees solely under the
provisions of EPTL 4-1.2(a) (2) (C), which permits nonmarital children to
inherit upon a showing of "clear and convincing" evidence of
paternity, as well as evidence that the putative father "openly and
notoriously" acknowledged the children as his own (see, Matter of Janis,
157 Misc. 2d 999, 1001, 600 N.Y.S.2d 416, affd [***3]
210 A.D.2d 101, 620 N.Y.S.2d 342). Initially, it appears undisputed that the
results of posthumous DNA testing are not permitted when nonmarital children
attempt to establish paternity pursuant to EPTL 4-1.2 (a) (2) (D) (see, Matter
of Janis, supra; see also, Matter of Sekanic, 229 A.D.2d 76, 653 N.Y.S.2d
449 [3d Dept]; Matter of Wilkins, 184 Misc.2d 218, 707 N.Y.S.2d 774
[Niagara County]; Estate of DeLuca, NYLJ, Jan. 15, 1998, at 37, col 2
[Suffolk County]). However, to date, neither the Court of Appeals nor the
Appellate Division, Second Department, has addressed the issue of whether the
results of DNA tests conducted on decedent's genetic material posthumously can
be used in establishing "clear and convincing" evidence of paternity
under EPTL 4-1.2 (a) (2) (C).
Recently, building on dicta found in Janis, Surrogate Preminger held
that there was "no basis in law or logic" to exclude the results of
posthumous DNA testing from the category of "clear and convincing"
evidence of paternity under EPTL 4-1.2 (a) (2) (C), particularly where the
genetic material used [***4]
for the testing is available "without the drastic remedy of exhumation, [*424]
comes from a reliable source, and is amenable to accurate testing" (Matter
of Bonanno, 192 Misc. 2d 86, 88, 745 N.Y.S.2d 813; see, Matter of Anne
R. v Estate of Francis C., 167 Misc. 2d 343, 634 N.Y.S.2d 339, affd 234
AD2d 375, 651 N.Y.S.2d 539 [allowing posthumous DNA testing to establish
paternity under Family Ct Act art 5]). Even though the results of the
posthumous DNA testing in Bonanno were used to eliminate the possibility
of paternity, Surrogate Preminger's analysis "suggests that post-death DNA
tests would be permitted to prove paternity as well, provided that the 'open
and notorious acknowledgment' prong of [EPTL 4-1.2 (a) (2) (C)] is
satisfied" (Valente and Palumbo, Posthumous DNA Testing, NYLJ, May
31, 2002, at 3, col 1).
Additionally, while mindful of respondent's "public policy" concern
emanating from the confidentiality of certain anatomical gifts, the court must
weigh that concern along with one of equal or even greater
significance--ensuring that estates are properly administered and distributed
to a decedent's rightful [***5]
heirs.
While the court agrees with Surrogate Preminger's analysis in Bonanno,
it cannot grant petitioners' motion at this juncture. Respondent has raised
factual issues as to the "chain of custody" of the blood serum, to
the extent that the court [**559]
is not satisfied that the genetic material sought for testing comes from a
reliable source, or that it is amenable to accurate testing.
In any event, the parties have presented conflicting factual issues as to
whether decedent "openly and notoriously acknowledged" petitioners as
his sons. Unless and until these issues are resolved in petitioners' favor,
this court will not rule on the propriety of the DNA evidence (see, e.g.,
Estate of Gentile, NYLJ, Mar. 1, 2002, at 21, col 3 [Nassau County]).
Accordingly, the motion is denied, without prejudice [***6]
.